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A Structured Process Striving for Repeatable Results

Removing Emotion From Decision Making

Opportunity Identification

We use a top-down, bottom-up approach to identify investment opportunities. This allows us to filter investments from broad-based macroeconomic views down to asset price levels.

Rigorous Analysis

Once an opportunity has been identified, we rigorously analyze the investment across three variables: valuation, fundamentals, and the geopolitical environment. Our goal is to identify buy factors and warning signals. Post-investment, our rigorous analysis continues.

Nimble Execution

Our portfolio managers are empowered to make buy and sell decisions, eliminating the need for multiple levels of approval. This efficient approach to decision-making translates into nimble execution.

Rigorous Analysis: Buy & Sell Indicators

Valuation

  • Buy Factors
  • Historically attractive valuations relative to the security’s trading history and growth
  • Warning Signals
  • Historically high valuations relative to the security’s trading history and growth
  • 15% or greater price decline

Fundamentals

  • Buy Factors
  • Strong, stable management
  • Good growth momentum
  • Strong product
  • Warning Signals
  • Significant management changes
  • Product/process obsolescence
  • Declining market share

Geopolitical

  • Buy Factors
  • Stable economic environment
  • Strong currency
  • Warning Signals
  • Growing inflation in the area
  • Political/social unrest

Email: info@yorktownfunds.com
Phone: (800) 544-6060

© Copyright 2023 Yorktown Management & Research Co.

Email: info@yorktownfunds.com • Phone: (800) 544-6060

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Important Disclosures
You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Fund before investing. The Fund’s prospectus contains this and other information about the Fund, and should be read carefully before investing. You may obtain a current copy of the fund’s prospectus by calling 800-544-6060. Past performance is no guarantee of future results. The investment return and principal value of an investment in the Funds will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. There is no guarantee that this, or any, investing strategy will be successful. Yorktown Funds are distributed by Ultimus Fund Distributors, LLC (member FINRA/SIPC). Yorktown Funds and Ultimus Fund Distributors, LLC are not affiliated. Check the background of Ultimus Fund Distributors, LLC on FINRA’s BrokerCheck: brokercheck.finra.org.

Annual Operating Expenses

Per the most recent prospectus, (1) Fund total operating expense ratios are: Class A, 1.63%; Class L, 2.38%; Institutional Class, 1.38% and (2) Fund net annual operating expense ratios are: Class A, 1.41%, Class L, 2.16%, Institutional Class, 1.16%. The net annual expense ratio takes into account contractual management fee waivers that are in effect until May 31, 2023.

Annual Operating Expenses

As of the May 31, 2022 prospectus, Fund total operating expense ratios are: Class A, 1.37%; Class L, 2.37%; Institutional Class, 1.37%. In the interest of limiting  expenses of the Fund, the Adviser has entered into a  contractual expense  limitation agreement with the Trust, effective May 31, 2022, so that the Fund’s ratio of total annual operating expenses is limited to 0.99% for Class A Shares, 1.99% for Class L Shares, and 0.99% for Institutional Class Shares until at least May 31, 2023.

Annual Operating Expenses

Per the most recent prospectus, Fund total operating expense ratios are: Class A, 2.68%; Class L, 3.43%; Institutional Class, 2.43%. The Fund does not use fee waivers at this time.

Annual Operating Expenses

Per the most current prospectus, (1) Fund total operating expense ratios before fee waivers are: Class A, 0.87%; Class L, 1.52%; Institutional Class, 0.87% and (2) In addition, the Adviser has entered into a one-year contractual expense limitation agreement with the Trust, effective May 31, 2022, so that the Fund’s ratios of total annual operating expenses are limited to: Class A, 0.84%; Class L, 1.49%; Institutional Class, 0.84% until at least May 31, 2023.